SFC Licences of SUN Lingxiao 孫凌霄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 28 December 2021 | 16 September 2022 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 17 May 2018 | 11 January 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 15 September 2015 | 14 April 2018 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 31 May 2013 | 01 September 2015 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 31 May 2013 | 01 September 2015 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 27 July 2011 | 01 December 2012 |