SFC Licences of WANG Rui 王瑞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 6 | 08 February 2024 | |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 12 July 2023 | 08 February 2024 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 02 November 2018 | 28 April 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 02 November 2018 | 28 April 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 November 2018 | 28 April 2023 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 11 October 2017 | 19 October 2018 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 28 March 2013 | 19 July 2017 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 12 November 2012 | 31 December 2016 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 21 March 2012 | 01 November 2012 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 11 July 2011 | 11 February 2012 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 11 July 2011 | 11 February 2012 |