SFC Licences of WANG Rui 王瑞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 02 November 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 02 November 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 02 November 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 11 October 2017 19 October 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 28 March 2013 19 July 2017
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 12 November 2012 31 December 2016
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 21 March 2012 01 November 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 11 July 2011 11 February 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 11 July 2011 11 February 2012