SFC Licences of YU Tsz Kam 余子淦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
East Asia Futures Limited 東亞期貨有限公司 RE 2 11 July 2023
East Asia Securities Company Limited 東亞證券有限公司 RE 1 11 July 2023
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 01 September 2020 15 August 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 08 July 2020 15 August 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 23 December 2019 13 April 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 23 December 2019 13 April 2020
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 06 April 2017 13 December 2019
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 06 April 2017 13 December 2019
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 06 April 2017 13 December 2019
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 17 February 2014 07 November 2016
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 13 January 2014 07 November 2016
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 13 January 2014 07 November 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 16 February 2012 15 December 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 06 July 2011 15 December 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 06 July 2011 15 December 2013