SFC Licences of YAMAMOTO Hideki 山本秀樹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 22 November 2019 | 26 August 2022 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 4 | 26 April 2012 | 05 July 2019 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 1 | 26 April 2012 | 05 July 2019 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 08 July 2011 | 26 April 2012 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 08 July 2011 | 26 April 2012 |