SFC Licences of LIAO Tian-Ho 廖天河
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | RE | 4 | 22 December 2022 | 01 August 2023 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 February 2016 | 05 August 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 07 July 2011 | 16 March 2013 |