SFC Licences of YU Wing Ka 余穎嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 03 September 2019 | 17 October 2019 |
| Merrill Lynch Far East Limited | RE | 1 | 03 September 2019 | 17 October 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 September 2019 | 17 October 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 29 October 2014 | 08 January 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 29 October 2014 | 08 January 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 29 October 2014 | 08 January 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 October 2014 | 08 January 2019 |
| PDT Partners (HK) Limited | RE | 9 | 03 January 2013 | 31 July 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 28 November 2011 | 01 January 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 28 November 2011 | 01 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 28 November 2011 | 01 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 November 2011 | 01 January 2013 |