SFC Licences of LEE Wing Ting 李穎婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 22 June 2015 | |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 22 June 2015 | |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 03 December 2012 | |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 June 2012 | 12 November 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 June 2012 | 12 November 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 July 2011 | 12 November 2012 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 05 July 2011 | 12 November 2012 |