SFC Licences of LUI Anne 呂安妮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RE 9 02 November 2018 08 January 2020
HSBC Investment Funds (Hong Kong) Limited RE 4 02 November 2018 08 January 2020
HSBC Investment Funds (Hong Kong) Limited RE 1 02 November 2018 08 January 2020
HSBC Global Asset Management (Hong Kong) Limited RE 9 02 November 2018 08 January 2020
HSBC Global Asset Management (Hong Kong) Limited RE 4 02 November 2018 08 January 2020
HSBC Global Asset Management (Hong Kong) Limited RE 1 02 November 2018 08 January 2020
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 04 May 2015 31 March 2017
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 04 May 2015 31 March 2017
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 04 May 2015 31 March 2017
Value Partners Limited 惠理基金管理公司 RE 9 04 May 2015 31 March 2017
Value Partners Limited 惠理基金管理公司 RE 4 04 May 2015 31 March 2017
Value Partners Limited 惠理基金管理公司 RE 1 04 May 2015 31 March 2017
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 9 15 August 2013 30 September 2014
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 15 August 2013 30 September 2014
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 15 August 2013 30 September 2014
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 13 July 2011 06 July 2013
Value Partners Limited 惠理基金管理公司 RE 1 13 July 2011 06 July 2013
Value Partners Limited 惠理基金管理公司 RE 4 13 July 2011 06 July 2013
Value Partners Limited 惠理基金管理公司 RE 9 13 July 2011 06 July 2013
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 13 July 2011 06 July 2013
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 13 July 2011 06 July 2013