SFC Licences of WU Tang Lung 胡騰龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
C.M. Capital Advisors (HK) Limited RO 9 08 June 2022
C.M. Capital Advisors (HK) Limited RO 4 08 June 2022
C.M. Capital Advisors (HK) Limited RE 9 03 January 2022 08 June 2022
C.M. Capital Advisors (HK) Limited RE 4 03 January 2022 08 June 2022
Cupola Capital Limited RO 9 17 September 2018 01 January 2022
Cupola Capital Limited RO 4 17 September 2018 01 January 2022
Cupola Capital Limited RE 9 18 July 2018 17 September 2018
Cupola Capital Limited RE 4 18 July 2018 17 September 2018
Great Bay Securities Limited 大灣區深港證券有限公司 RO 4 14 February 2018 04 July 2018
Great Bay Securities Limited 大灣區深港證券有限公司 RO 9 20 November 2017 04 July 2018
RHB Asset Management Limited 興業金融資產管理有限公司 RE 9 12 January 2016 19 November 2017
RHB Asset Management Limited 興業金融資產管理有限公司 RE 4 12 January 2016 19 November 2017
RHB Asset Management Limited 興業金融資產管理有限公司 RE 1 12 January 2016 19 November 2017
Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 RE 9 19 September 2014 31 December 2015
VC Brokerage Limited 滙盈證券有限公司 RE 4 29 April 2014 15 September 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 10 August 2012 23 April 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 10 August 2012 23 April 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 10 August 2012 23 April 2014
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 1 11 July 2011 19 June 2012
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 2 11 July 2011 19 June 2012