SFC Licences of CAI Jing 蔡璟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RO	4	11 October 2021	28 April 2023
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RO	1	11 October 2021	28 April 2023
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	4	24 August 2021	11 October 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	1	24 August 2021	11 October 2021
Huarong International Asset Management Limited 華融國際資產管理有限公司	RO	9	06 March 2018	15 June 2021
Huarong International Securities Limited 華融國際證券有限公司	RO	4	06 March 2018	15 June 2021
Huarong International Securities Limited 華融國際證券有限公司	RO	1	06 March 2018	15 June 2021
Huarong International Asset Management Limited 華融國際資產管理有限公司	RE	9	04 January 2018	06 March 2018
Huarong International Securities Limited 華融國際證券有限公司	RE	4	04 January 2018	06 March 2018
Huarong International Securities Limited 華融國際證券有限公司	RE	1	04 January 2018	06 March 2018
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司	RO	1	16 September 2014	07 May 2015
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司	RE	1	14 January 2013	28 February 2013
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司	RE	9	06 August 2012	07 May 2015
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司	RE	4	06 August 2012	07 May 2015
Oriental Patron Asia Limited 東英亞洲有限公司	RE	9	30 April 2012	01 August 2012
Oriental Patron Asia Limited 東英亞洲有限公司	RE	1	30 April 2012	01 August 2012
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RE	9	01 February 2012	10 April 2012
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RE	5	01 February 2012	10 April 2012
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RE	4	01 February 2012	10 April 2012
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	06 July 2011	08 December 2011
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	4	06 July 2011	08 December 2011