SFC Licences of CHOW Wai Shan 周偉山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 26 September 2018 | 31 August 2022 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 03 July 2014 | 21 September 2018 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 03 July 2014 | 21 September 2018 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 21 September 2011 | 27 June 2014 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 11 August 2011 | 27 June 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 11 August 2011 | 27 June 2014 |