SFC Licences of LIM Tak Hung 林德鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vantage Asset Management Limited 優越投資管理有限公司 RO 9 13 March 2024
Vantage Asset Management Limited 優越投資管理有限公司 RE 9 12 January 2024 13 March 2024
Oshidori Securities Limited 威華達證券有限公司 RO 4 12 June 2023 15 September 2023
Win Wind Finance Limited RO 8 14 April 2022 18 September 2023
Oshidori Securities Limited 威華達證券有限公司 RO 9 15 March 2021 15 September 2023
Oshidori Securities Limited 威華達證券有限公司 RO 2 07 May 2019 15 September 2023
Oshidori Securities Limited 威華達證券有限公司 RO 1 26 January 2017 15 September 2023
Oshidori Securities Limited 威華達證券有限公司 RE 4 26 January 2017 12 June 2023
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 2 08 July 2016 06 September 2016
Cinda International Securities Limited 信達國際證券有限公司 RE 1 19 October 2015 18 December 2015
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 19 October 2015 18 December 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 31 March 2015 16 September 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 31 March 2015 16 September 2015
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 2 19 August 2013 09 February 2015
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 19 August 2013 09 February 2015
South China Securities Limited 南華證券投資有限公司 RE 1 11 July 2011 05 August 2013
South China Commodities Limited 南華期貨有限公司 RE 2 11 July 2011 05 August 2013