SFC Licences of PANG Lei Kan 彭麗勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 13 September 2021 | |
Merrill Lynch Far East Limited | RE | 1 | 16 August 2021 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 August 2021 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 20 July 2016 | 04 May 2021 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 17 March 2014 | 19 April 2016 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 17 March 2014 | 19 April 2016 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 17 March 2014 | 19 April 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 March 2014 | 19 April 2016 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 August 2011 | 22 January 2014 |