SFC Licences of ZHAO Geoffrey Li 趙力

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	6	19 July 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	4	19 July 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	1	19 July 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	6	07 July 2021	19 July 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	07 July 2021	19 July 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	07 July 2021	19 July 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	6	27 September 2017	30 April 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	4	27 September 2017	30 April 2021
CLSA Limited 中信里昂證券有限公司	RO	1	27 September 2017	30 April 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	24 April 2015	27 September 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	24 April 2015	27 September 2017
CLSA Limited 中信里昂證券有限公司	RE	1	24 April 2015	27 September 2017
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	06 July 2011	01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	06 July 2011	01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	06 July 2011	01 January 2016