SFC Licences of TEE Brian Benedict Oh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 10 July 2019 | 31 March 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 10 July 2019 | 31 March 2022 |
UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 09 September 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 09 September 2017 |
UBS Securities Asia Limited | RE | 2 | 07 July 2016 | 09 September 2017 |
UBS Derivatives Hong Kong Limited | RE | 2 | 07 July 2016 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 07 July 2016 | 18 December 2016 |
UBS Securities Asia Limited | RE | 1 | 13 July 2011 | 09 September 2017 |