SFC Licences of TSE Sheung Ming Darren 謝尚明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 04 November 2022 | |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 9 | 26 April 2021 | 26 September 2022 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 4 | 26 April 2021 | 26 September 2022 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 11 January 2021 | 08 March 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 January 2021 | 08 March 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 July 2011 | 30 November 2012 |