SFC Licences of SHI Liwen 史力雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 28 March 2024 | |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 30 October 2023 | 28 March 2024 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 30 October 2023 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 10 January 2014 | 08 September 2023 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 11 July 2013 | 08 September 2023 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 21 November 2011 | 01 July 2013 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 11 July 2011 | 01 July 2013 |