SFC Licences of SHI Liwen 史力雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 10 January 2014
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 11 July 2013
KGI Capital Asia Limited 凱基金融亞洲有限公司
RE 6 21 November 2011 01 July 2013
KGI Capital Asia Limited 凱基金融亞洲有限公司
RE 1 11 July 2011 01 July 2013