SFC Licences of GAO Shangpeng 高尚鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 14 July 2011 20 August 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 14 July 2011 20 August 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 14 July 2011 20 August 2012