SFC Licences of GEOUM In Sun Bernard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 09 October 2012 | 07 May 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 July 2011 | 24 April 2012 |