SFC Licences of WU Linman 吳林蔓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rongtong Global Investment Limited 融通國際資產管理有限公司 | RE | 9 | 16 October 2023 | |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 | RE | 4 | 16 October 2023 | |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 | RE | 1 | 16 October 2023 | |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 07 October 2014 | 01 November 2014 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 07 October 2014 | 01 November 2014 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 23 November 2012 | 28 August 2014 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 13 June 2012 | 28 August 2014 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 02 August 2011 | 30 April 2012 |