SFC Licences of KE Tak Lai 紀德禮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 5 | 19 December 2018 | |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 2 | 19 December 2018 | |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 02 November 2018 | |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 02 November 2018 | |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 4 | 27 August 2018 | 05 October 2018 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 17 August 2015 | 05 October 2018 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 08 January 2013 | 11 November 2013 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 08 January 2013 | 11 November 2013 |
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 11 July 2011 | 30 September 2012 |