SFC Licences of KE Tak Lai 紀德禮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 5 19 December 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 2 19 December 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 02 November 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 02 November 2018
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 4 27 August 2018 05 October 2018
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 1 17 August 2015 05 October 2018
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 08 January 2013 11 November 2013
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 08 January 2013 11 November 2013
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 RE 1 11 July 2011 30 September 2012