SFC Licences of SU Yang 宿陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RO	2	09 June 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RO	4	09 June 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RO	1	09 June 2022
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RE	2	22 April 2022	09 June 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	4	22 April 2022	09 June 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	22 April 2022	09 June 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	20 June 2019	11 February 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	2	20 June 2019	11 February 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	20 June 2019	11 February 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	12 December 2017	20 June 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	12 December 2017	20 June 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	12 December 2017	20 June 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	3	12 November 2014	23 May 2016
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RE	2	06 January 2014	22 November 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	06 January 2014	22 November 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	06 January 2014	22 November 2017
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	1	11 July 2011	14 August 2013