SFC Licences of WAI Fong Ting, Sanita 韋芳婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 5 | 08 March 2023 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 08 March 2023 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 26 May 2017 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 26 May 2017 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 January 2016 | 05 May 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 December 2011 | 07 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 July 2011 | 07 November 2013 |