SFC Licences of KWOK Ka In 郭嘉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 22 October 2021 | |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 16 September 2021 | 22 October 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 16 September 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 September 2021 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 21 February 2018 | 12 August 2021 |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 18 January 2018 | 12 August 2021 |
| CMBC International Capital Limited 民銀資本有限公司 | RO | 6 | 07 December 2017 | 12 August 2021 |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 03 November 2017 | 07 December 2017 |
| Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 30 June 2017 | 08 September 2017 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 25 July 2011 | 30 June 2017 |