SFC Licences of LI Yuan 李原
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 December 2012 | 02 May 2014 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 27 July 2011 | 24 December 2012 |