SFC Licences of BANFIELD Matthew James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 04 September 2013 | 20 July 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 14 July 2011 | 20 July 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 14 July 2011 | 20 July 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 July 2011 | 20 July 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 14 July 2011 | 01 November 2013 |