SFC Licences of LAM Brian Jing Hei 林政熹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 09 January 2013 13 February 2015
Merrill Lynch Far East Limited RE 6 27 July 2011 03 October 2012
Merrill Lynch (Asia Pacific) Limited RE 4 27 July 2011 03 October 2012
Merrill Lynch (Asia Pacific) Limited RE 1 27 July 2011 03 October 2012
Merrill Lynch (Asia Pacific) Limited RE 6 27 July 2011 03 October 2012
Merrill Lynch Far East Limited RE 1 27 July 2011 03 October 2012
Merrill Lynch Far East Limited RE 4 27 July 2011 03 October 2012