SFC Licences of YUAN Xiaoquan 袁小荃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 05 August 2013 | 30 September 2014 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 05 August 2013 | 30 September 2014 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 06 August 2012 | 02 April 2013 |
| Merrill Lynch Far East Limited | RE | 4 | 18 July 2011 | 02 April 2012 |
| Merrill Lynch Far East Limited | RE | 6 | 18 July 2011 | 02 April 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 18 July 2011 | 02 April 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 18 July 2011 | 02 April 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 July 2011 | 02 April 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 July 2011 | 02 April 2012 |