SFC Licences of FUNG Wai Yan 馮蔚茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 01 March 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 June 2015 | 01 March 2022 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 30 June 2015 | 10 October 2016 |
| Hong Investment Advisors Limited | RE | 9 | 21 May 2012 | 20 June 2015 |
| Riverwest Advisors Limited | RE | 9 | 12 August 2011 | 20 April 2012 |