SFC licenceholder AXQ556 FUNG Wai Yan 馮蔚茵

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 30 June 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 30 June 2015 10 October 2016
Hong Investment Advisors Limited RE [9] (Asset Management) 21 May 2012 20 June 2015
Riverwest Advisors Limited RE [9] (Asset Management) 12 August 2011 20 April 2012