SFC Licences of DE RIQUET DE CARAMAN DE GANAY Philippe, Jean, Maurice, Gerhard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 1 10 May 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 6 31 January 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 15 March 2017 10 May 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 28 March 2013 31 January 2018
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 15 July 2011 31 December 2016