SFC Licences of ZHANG Yi 張一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CR Capital Investment Management Limited | RE | 9 | 03 October 2018 | 27 December 2019 |
| CR Capital Investment Management Limited | RE | 4 | 03 October 2018 | 27 December 2019 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 25 January 2016 | 03 April 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 25 January 2016 | 03 April 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 25 January 2016 | 03 April 2017 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 25 June 2015 | 16 January 2016 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 29 April 2014 | 16 January 2016 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 29 April 2014 | 16 January 2016 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 21 July 2011 | 31 October 2012 |