SFC Licences of CHOI Heung Kam, Iris 蔡香琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 31 October 2022 | 01 December 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 February 2021 | 20 September 2022 |
| Macquarie Asia Securities Limited | RE | 4 | 30 September 2020 | 27 November 2020 |
| Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 27 November 2020 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 17 October 2011 | 18 November 2015 |
| UBS Securities Asia Limited | RE | 2 | 17 October 2011 | 18 November 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 17 October 2011 | 18 November 2015 |
| UBS Securities Asia Limited | RE | 1 | 21 July 2011 | 18 November 2015 |