SFC Licences of GU Mingming 顧明明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 RE 2 11 July 2013 10 June 2015
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 2 25 October 2012 09 February 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 10 August 2011 18 October 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 10 August 2011 18 October 2012