SFC Licences of GU Mingming 顧明明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 | RE | 2 | 11 July 2013 | 10 June 2015 |
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 25 October 2012 | 09 February 2013 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 10 August 2011 | 18 October 2012 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 10 August 2011 | 18 October 2012 |