SFC Licences of KWOK Mo Yan 郭慕欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 | RE | 1 | 08 October 2019 | 14 September 2020 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 4 | 04 December 2018 | 09 April 2019 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 1 | 27 November 2018 | 09 April 2019 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 01 March 2012 | 30 May 2018 |
| orientiert XYZ Securities Limited | RE | 1 | 15 August 2011 | 20 January 2012 |