SFC Licences of BOW Dominic Kwok Wai 鮑國維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 08 June 2016 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 08 June 2016 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 July 2011 | 21 January 2016 |