SFC Licences of LIU Yin 劉寅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 November 2021 | |
| Merrill Lynch Far East Limited | RE | 2 | 13 March 2018 | |
| Merrill Lynch Far East Limited | RE | 1 | 13 March 2018 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 29 July 2011 | 26 January 2018 |