SFC Licences of XU Qianru 徐茜如

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bain Capital Credit (Asia) Limited 貝恩投資信貸(亞洲)有限公司 RE 1 12 September 2023
KKR Capital Markets Asia Limited RE 4 29 December 2017 31 December 2022
KKR Capital Markets Asia Limited RE 1 29 December 2017 31 December 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 16 March 2016 24 June 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 16 April 2013 24 June 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 20 July 2011 15 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 20 July 2011 15 January 2013