SFC Licences of STRINGER Lydia Teagan Elizabeth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 June 2020 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 2 | 04 December 2017 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 04 December 2017 | 04 March 2024 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 13 August 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 12 September 2012 | 04 September 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 September 2012 | 04 September 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 12 September 2012 | 13 August 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 12 September 2012 | 24 July 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 21 July 2011 | 12 June 2012 |