SFC Licences of NA Mufu 那木夫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 19 October 2015
CLSA Limited 中信里昂證券有限公司
RE 1 19 October 2015
CLSA Limited 中信里昂證券有限公司
RE 4 19 October 2015 20 July 2021
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1, 4, 6 08 December 2014 17 July 2015
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 02 January 2013 07 November 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1, 6 25 July 2011 16 July 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited
RE 1 25 July 2011 31 January 2012