SFC Licences of NA Mufu 那木夫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 19 October 2015 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 19 October 2015 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 4 | 19 October 2015 | 20 July 2021 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RE | 1, 4, 6 | 08 December 2014 | 17 July 2015 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RE | 6 | 02 January 2013 | 07 November 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RE | 1, 6 | 25 July 2011 | 16 July 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited |
RE | 1 | 25 July 2011 | 31 January 2012 |