SFC Licences of ZHOU Yang 周揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 30 March 2015 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 30 March 2015 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 March 2015 | |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 19 June 2014 | 08 January 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 19 June 2014 | 08 January 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 19 June 2014 | 08 January 2015 |
| Merrill Lynch Far East Limited | RE | 6 | 08 August 2011 | 10 January 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 08 August 2011 | 10 January 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 August 2011 | 10 January 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 August 2011 | 10 January 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 08 August 2011 | 10 January 2012 |
| Merrill Lynch Far East Limited | RE | 4 | 08 August 2011 | 10 January 2012 |