SFC Licences of CHEN Cong 陳聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 26 July 2011 19 January 2013
Merrill Lynch (Asia Pacific) Limited RE 1 26 July 2011 19 January 2013
Merrill Lynch Far East Limited RE 6 26 July 2011 19 January 2013
Merrill Lynch Far East Limited RE 4 26 July 2011 19 January 2013
Merrill Lynch Far East Limited RE 1 26 July 2011 19 January 2013
Merrill Lynch (Asia Pacific) Limited RE 6 26 July 2011 19 January 2013