SFC Licences of CHAN Pui Kuen 陳沛權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 20 September 2017 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 20 September 2017 | |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 01 September 2011 | 14 January 2014 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 01 September 2011 | 14 January 2014 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 1 | 01 September 2011 | 14 January 2014 |