SFC Licences of LIM David Aik Liang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marshall Wace Asia Limited | RE | 1 | 11 May 2021 | |
| Marshall Wace Asia Limited | RE | 9 | 11 March 2021 | |
| Davidson Kempner Asia Limited | RE | 9 | 21 November 2019 | 04 February 2021 |
| Maso Capital Partners Limited | RE | 9 | 29 May 2014 | 16 June 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 August 2011 | 26 October 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 August 2011 | 26 October 2012 |