SFC Licences of LIM David Aik Liang

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Marshall Wace Asia Limited
RE 1 11 May 2021
Marshall Wace Asia Limited
RE 9 11 March 2021
Davidson Kempner Asia Limited
RE 9 21 November 2019 04 February 2021
Maso Capital Partners Limited
RE 9 29 May 2014 16 June 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1, 6 01 August 2011 26 October 2012