SFC Licences of CHOW Hiu Ching 周曉晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 | RE | 9 | 11 November 2021 | 25 January 2024 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 9 | 22 October 2019 | 09 September 2021 |
Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 04 July 2016 | 28 May 2019 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 06 May 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 August 2011 | 06 May 2016 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 05 August 2011 | 06 May 2016 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 05 August 2011 | 06 May 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 05 August 2011 | 24 July 2013 |