SFC Licences of OOI Chenn Siong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 6 | 09 September 2020 | |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 1 | 09 September 2020 | |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 14 July 2017 | 09 September 2020 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 14 July 2017 | 09 September 2020 |
Merrill Lynch Far East Limited | RE | 6 | 13 November 2012 | 02 September 2016 |
Merrill Lynch Far East Limited | RE | 4 | 13 November 2012 | 02 September 2016 |
Merrill Lynch Far East Limited | RE | 1 | 13 November 2012 | 02 September 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 13 November 2012 | 02 September 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 November 2012 | 02 September 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 August 2011 | 02 September 2016 |