SFC Licences of KOTECHA Anuj Ashok
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Asia Securities Limited | RE | 4 | 17 February 2021 | |
Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 September 2018 | |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 August 2015 | 21 March 2016 |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 2 | 19 September 2013 | 26 June 2015 |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 02 July 2013 | 26 June 2015 |
GFI (HK) Securities L.L.C. | RE | 7 | 06 December 2011 | 13 June 2013 |
GFI (HK) Securities L.L.C. | RE | 1 | 06 December 2011 | 13 June 2013 |
GFI (HK) Securities L.L.C. | RE | 1 | 01 August 2011 | 01 November 2011 |