SFC Licences of LI Xin 李欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 | RO | 9 | 03 April 2024 | |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 | RO | 4 | 03 April 2024 | |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RO | 9 | 30 June 2020 | 16 October 2023 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RO | 4 | 30 June 2020 | 16 October 2023 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 | RO | 1 | 30 June 2020 | 16 October 2023 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RO | 9 | 31 July 2018 | 16 December 2019 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 08 June 2016 | 16 December 2019 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 6 | 08 June 2016 | 31 July 2018 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 29 July 2011 | 22 February 2016 |