SFC Licences of LAU Ka Pan 劉嘉斌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sheng Yuan Securities Limited 盛源證券有限公司	RO	2	22 May 2023
Sheng Yuan Securities Limited 盛源證券有限公司	RE	2	19 October 2021	22 May 2023
Sheng Yuan Securities Limited 盛源證券有限公司	RO	4	24 August 2021
Sheng Yuan Securities Limited 盛源證券有限公司	RO	1	24 August 2021
Sheng Yuan Securities Limited 盛源證券有限公司	RE	4	22 July 2021	24 August 2021
Sheng Yuan Securities Limited 盛源證券有限公司	RE	1	22 July 2021	24 August 2021
Sheng Yuan Asset Management Limited 盛源資產管理有限公司	RE	9	22 July 2021
YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司	RE	9	04 September 2020	15 July 2021
YUANYIN SECURITIES LIMITED 原銀證券有限公司	RO	4	06 March 2020	15 July 2021
YUANYIN SECURITIES LIMITED 原銀證券有限公司	RO	1	06 March 2020	15 July 2021
YUANYIN SECURITIES LIMITED 原銀證券有限公司	RE	4	13 January 2020	06 March 2020
YUANYIN SECURITIES LIMITED 原銀證券有限公司	RE	1	13 January 2020	06 March 2020
ABCI Securities Company Limited 農銀國際證券有限公司	RE	4	04 September 2017	20 December 2019
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	23 December 2016	20 December 2019
CMB International Futures Limited 招銀國際期貨有限公司	RE	2	25 May 2016	14 December 2016
CMB International Securities Limited 招銀國際證券有限公司	RE	1	28 March 2013	14 December 2016
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	28 July 2011	30 June 2012
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	28 July 2011	30 June 2012
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	28 July 2011	30 June 2012