SFC Licences of LAU Ka Pan 劉嘉斌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sheng Yuan Securities Limited 盛源證券有限公司 RE 2 19 October 2021
Sheng Yuan Securities Limited 盛源證券有限公司 RO 4 24 August 2021
Sheng Yuan Securities Limited 盛源證券有限公司 RO 1 24 August 2021
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RE 9 22 July 2021
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 22 July 2021 24 August 2021
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 22 July 2021 24 August 2021
YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司 RE 9 04 September 2020 15 July 2021
YUANYIN SECURITIES LIMITED 原銀證券有限公司 RO 1 06 March 2020 15 July 2021
YUANYIN SECURITIES LIMITED 原銀證券有限公司 RO 4 06 March 2020 15 July 2021
YUANYIN SECURITIES LIMITED 原銀證券有限公司 RE 1 13 January 2020 06 March 2020
YUANYIN SECURITIES LIMITED 原銀證券有限公司 RE 4 13 January 2020 06 March 2020
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 04 September 2017 20 December 2019
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 23 December 2016 20 December 2019
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 25 May 2016 14 December 2016
CMB International Securities Limited 招銀國際證券有限公司 RE 1 28 March 2013 14 December 2016
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 28 July 2011 30 June 2012
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 28 July 2011 30 June 2012
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 28 July 2011 30 June 2012