SFC Licences of KWAN Chung Tsz 關頌慈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	04 January 2021	20 March 2023
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	04 January 2021	20 March 2023
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RE	9	09 November 2015	06 July 2020
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RE	5	09 November 2015	06 July 2020
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司	RE	4	09 November 2015	06 July 2020
Open Securities Limited 開盤證券有限公司	RE	2	15 May 2015	31 August 2015
Open Securities Limited 開盤證券有限公司	RE	1	15 May 2015	31 August 2015
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	15 April 2015	24 April 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	15 April 2015	24 April 2015
Open Securities Limited 開盤證券有限公司	RE	2	25 August 2014	07 April 2015
Open Securities Limited 開盤證券有限公司	RE	1	25 August 2014	07 April 2015
Interactive Brokers LLC 盈透有限公司	RE	3	27 January 2014	09 August 2014
Interactive Brokers LLC 盈透有限公司	RE	2	24 October 2013	09 August 2014
Interactive Brokers LLC 盈透有限公司	RE	1	24 October 2013	09 August 2014
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	18 June 2013	15 October 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	15 March 2012	15 October 2013
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	29 July 2011	15 October 2013
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	29 July 2011	15 October 2013