SFC Licences of TAN Wentao 談文濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CSII Capital Limited 川國投資本有限公司
RO 4, 9 05 October 2020
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司
RE 1, 4, 9 28 May 2019 11 June 2019
Seazen Resources Futures Limited 新城晉峰期貨有限公司
RE 2 28 May 2019 11 June 2019
Seazen Resources Securities Limited 新城晉峰證券有限公司
RE 1 28 May 2019 11 June 2019
Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司
RE 4, 9 03 April 2019 30 April 2019
Vered Asset Management Limited 薔薇資產管理有限公司
RO 4, 9 08 August 2018 12 February 2019
China Vered Securities Limited 中薇證券有限公司
RO 2 14 June 2018 12 February 2019
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司
RO 9 03 July 2017 12 February 2019
China Vered Securities Limited 中薇證券有限公司
RO 4 30 March 2017 12 February 2019
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司
RO 4 05 July 2016 12 February 2019
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司
RE 9 05 July 2016 03 July 2017
China Vered Securities Limited 中薇證券有限公司
RO 1 14 April 2016 12 February 2019
Hong Kong International Capital Management Limited 香港國際資本管理有限公司
RO 4 23 September 2015 08 March 2016
Hong Kong International Securities Limited 香港國際證券有限公司
RO 1 23 September 2015 08 March 2016
Hong Kong International Capital Management Limited 香港國際資本管理有限公司
RE 9 30 May 2013 08 March 2016
Hong Kong International Capital Management Limited 香港國際資本管理有限公司
RE 4 30 May 2013 23 September 2015
Hong Kong International Securities Limited 香港國際證券有限公司
RE 1 30 May 2013 23 September 2015
Hong Kong International Futures Limited 香港國際期貨有限公司
RO 2 23 December 2011 08 March 2016